Regulatory Compliance and Governance
We know that a frequent criticism of the AIM market is the ancillary costs associated with being listed, including those related to regulatory compliance. It doesn’t have to be that way.
We provide ongoing legal support to AIM-listed companies through a fixed monthly retainer, helping boards and management teams navigate the regulatory and governance requirements of the market with confidence.
Our team advises on:
- AIM Rules
- AIM Note for Mining and Oil & Gas Companies
- UK MAR, FSMA
- QCA Corporate Governance Code
- Relevant investor guidelines
- Wider AIM-related compliance matters
We also support clients with RNS announcements, advising on when disclosures are required and when they are not, alongside shareholder communications such as notices of general meetings and day-to-day corporate governance matters.
Our corporate and commercial experts
To look after your business properly, we need to really get to know you. Let us start by introducing ourselves.
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